The Mutual Securities advantage: higher payouts, personalized service, autonomy,  and tools needed to excel

With the current changes in corporate structures and consolidations among the traditional wire houses, brokers and advisors are starting to consider alternative solutions. Many brokers/advisors are utilizing this opportunity to create the career and lifestyle that they have always wanted --an independent one.  Mutual Securities, Inc. is here to assist registered representatives and RIA's make the transition from firm to freedom.

As a financial advisor with Mutual Securities, Inc., you have the opportunity to own your branch office, your own RIA practice and build an environment in which you can excel.  By joining Mutual, you will not only benefit from higher payouts, but from having the autonomy to decide how to maximize your resources to service your clients and build your business.

With our unique client services approach, turn-key technological innovations, high payouts coupled with low ticket charges, marketing support, and a skilled compliance team, we can provide you with the tools you need to succeed in this new market. With over $1 billion in assets under management, 23 years of experience, and a strong entrepreneurial corporate culture, you can sleep well knowing that Mutual Securities, Inc. will be here to serve your specific business needs for many years to come.

Providing you with the highest level of service and support

MSI is headquartered in Agoura Hills CA.  We strive each day to provide our advisors with true personalized services.  With a ratio of 1 back office employee for every 4.5 advisors, our back office staff and management provides proactive services and solves outstanding issues in minutes, not days or weeks.  Our state-of-the-art technology  allows you to communicate with the home office, manage client contact information and automate office tasks.

Offering you a wide selection of financial products

Mutual Securities, Inc. offers a wide selection of financial products, including full-service stock and bond trading, mutual funds, fixed and variable annuities and life insurance.   Additionally, Mutual's innovative fee-based asset management programs allow you to manage your clients' assets on a fee basis by either operating your own independent RIA practice at a 100% payout of fee income, or running it through Mutual's RIA practice.

Supporting you with professional research

Through 3rd party technology, Mutual Securities, Inc. can help you bring the best of Wall Street to your office by providing you with useful information and ideas, including individual stock recommendations, asset allocation strategies, model portfolios and industry research. 

Painless Compliance

As entrepreneurs ourselves, we enjoy working with our representatives and advisors in genuine supportive relationships fostering compliant business practices geared toward your independence, your individuality, and most importantly, your bottom line.  Our compliance team acts as lifegaurds, not policemen.