Mutual Securities

Mutual Securities assists those brokers who are or wish to establish an independent registered investment adviser (RIA). Along with a 100% payout of your advisory fees, we make available all of the tools to successfully launch and operate a discretionary fee-based advisory practice.

Dual Registration "Hybrid" Our Specialty
We offer a unique approach to dual registration so you may serve a client as both a registered representative and as an RIA retaining 100% of your fee income.

Establishing your RIA
We stand ready to help you establish your RIA practice by offering regulatory consulting and guidance on transitioning your client base to a discretionary fee-based service.

Dual Registration Case Study
This research reports on the ever increasing practice and profitablity of dual registration.

Call Client Services
(800) 750-7862,
Recruiting (800) 525-3600
or fill out our contact form.

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