While the transition period is often a time of challenge and uncertainty, it also represents a unique, perhaps once in a career opportunity to reposition your business for newfound growth. Mutual Securities, Inc. believes that guiding you and your staff efficiently through your transition period, while properly setting and managing expectations, is an intricate part in transferring your business as quickly and as efficiently as possible.

From day one, a Mutual Securities transition specialist will be assigned to serve as your main point of contact throughout the entire transition process. Unlike most firms and true to our dedication of personalized service, one of the firm's principal owners will be your transition specialist. He will be there to direct you to the key individuals within our firm, follow up on any outstanding items and guide you in completing the various forms required to transfer your accounts. Our experienced transition team will help you establish a reasonable time frame for conversion while mapping out the critical steps required to transition on your scheduled date. Some of the key transition services provided by Mutual include:

• Developing a customized transition plan suited to your unique business
• Ensuring that you and your staff are intimately familiar with Mutual's forms, policies and procedures, and familiarizing you with the LaserApp form filling software.
• Helping with the completion of licensing materials, including the U4
• Timely approval of business cards, letterhead and other marketing related materials
• Tracking your brokerage account transfers from start to finish
• Providing transition assistance to offset downtime during the conversion period

To view our transition guide, click here to submit the request.