Mutual Securities, Inc.

For Over 35 Years We've Been Redefining the Independent Model

"Our advisors share a few things in common: They are fiercely independent, they are not beholden to a Wall Street behemoth, and they all put their clients first."

Schedule a Call Today »

Founded in 1982, Mutual Securities is a premier brokerage firm offering general securities services to individual and institutional investors through a network of independent advisors.


CONSIDERING THE HYBRID MODEL?

Mutual Securities has been offering hybrid services to dual registrants for over 35 years. We offer a variety of tailored-made solutions that adapt to the needs of RIA practices and their clients.

Learn More »

Advisor Information

PAYOUTS

We offer competitive payouts that range from 80% - 93%.

CLEARING

Brokerage transactions are cleared through National Financial Services, LLC, a Fidelity Investments company, member NYSE, SIPC.

RIA

We are experts in serving RIAs and offer a multitude of hybrid solutions.

SUPPORT & TRANSITION

Our back office, compliance and transition teams cater to your unique business and offer a superior level of support.

BUSINESS DEVELOPMENT CONTACT

For more information about joining Mutual, please call us today at (800) 525-3600.

Client Information

SERVICES FOR CLIENTS

We have been successfully fulfilling our clients investment objectives for over 35 years.

CLEARING FIRM

National Financial Services, LLC is a Fidelity Investments company, member NYSE, SIPC.

ACCOUNT PROTECTION

All clients enjoy account protection through a combination of private insurance and SIPC (but not against market losses).

ONLINE ACCESS

View your account activity, access statements or trade online through our state-of-the-art client system.

PRIVACY & DISCLOSURES

We are proud of our privacy policies and business continuity plans. We are committed to maintaining your trust and confidence.