Clients are introduced to Mutual Securities through our network of independent registered representatives and registered investment advisors.
We perform extensive due diligence to identify individuals of the highest quality and character to represent our company.
Advisors who join Mutual never regret their decision. They only question is why they didn’t make the move sooner.
Clearing through National Financial
Our advisors enjoy access to the services offered by National Financial Services, LLC, a Fidelity Investments company, member NYSE, SIPC. National Financial Services leverages the strength of the Fidelity companies, one of the world’s largest and most respected financial services firms. NFS offers Mutual Securities exceptional clearing services, capital markets expertise, marketing and practice management programs, brokerage technology and much more.
To learn more about National Financial Services, visit nationalfinancial.com.
Accounts are carried by National Financial Services, LLC, a Fidelity Investments company, member NYSE, SIPC. Assets are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including up to $200,000 for cash awaiting reinvestment). National Financial Services also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities nor does either coverage extend to certain securities that are considered ineligible for coverage.